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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-03-25
  • VA RA
    APPROVED
    Since 2017-03-25

Branch Locations

8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Vienna VA 01/1985 Present
Metropolitan Life Insurance Company Vienna VA 01/1985 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Vienna VA 03/2017 Present
  • 01/1985 → Present
    Metlife Securities Inc.
    Vienna, VA
  • 01/1985 → Present
    Metropolitan Life Insurance Company
    Vienna, VA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Vienna, VA
Previous Registrations
  • 2012-06-12 → 2017-03-25
    Msi Financial Services, Inc.
    Falls Church, VA
    Falls Church, VA
Other Businesses

Independent Insurance Agent selling Disability Income Long-Term Care - Medicare Related Products from residential 1 sec hr 1 non sec hr per week- since 10/1998

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-29
S63 Uniform Securities Agent State Law Examination 1987-07-27
  • S65 Uniform Investment Adviser Law Examination
    2012-05-29
  • S63 Uniform Securities Agent State Law Examination
    1987-07-27

View on SEC IAPD

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