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John Lowrey Gardner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lexington, KY

Louisville, KY

Lexington, KY

Lexington, KY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-17
KY RA APPROVED 2019-11-18
  • TX RA
    APPROVED_RES
    Since 2019-12-17
  • KY RA
    APPROVED
    Since 2019-11-18

Branch Locations

300 W Vine St, Lexington, KY 40507 • United States

101 Bullitt Ln, Louisville, KY 40222 • United States

4023 Finn Way, Lexington, KY 40517 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lexington KY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lexington KY 11/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville KY 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-07
S63 Uniform Securities Agent State Law Examination 1985-11-26
  • S65 Uniform Investment Adviser Law Examination
    1995-02-07
  • S63 Uniform Securities Agent State Law Examination
    1985-11-26
Other Names
  • John Lowrey Gardner
  • John Lowery Gardner

View on SEC IAPD

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EAGLE STRATEGIES LLC
LPL ENTERPRISE, LLC
ASIO CAPITAL LLC

Other Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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