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Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-09-27
  • IL RA
    APPROVED
    Since 2021-09-27

Branch Locations

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

127 N. Walnut Suite 100, Itasca, IL 60143 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Chicago IL 08/2004 04/2017
David A. Noyes & Company Chicago IL 04/2017 Present
  • 08/2004 → 04/2017
    Wayne Hummer Investments
    Chicago, IL
  • 04/2017 → Present
    David A. Noyes & Company
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-28
S63 Uniform Securities Agent State Law Examination 1987-02-12
  • S65 Uniform Investment Adviser Law Examination
    1996-06-28
  • S63 Uniform Securities Agent State Law Examination
    1987-02-12

View on SEC IAPD

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