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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
8480 Keystone Crossing, Indianapolis, IN 46240-2437 • United States
Carmel, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Indianapolis | IN | 12/2015 | 01/2017 |
| Thrivent Financial | Appleton | WI | 03/2016 | 01/2017 |
| Unemployed | Carmel | IN | 01/2017 | 04/2017 |
| First Merchants Trust Co | Greenfield | IN | 04/2017 | 03/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2017 | 01/2021 |
| Cetera Investment Advisers Llc | Greenfield | IN | 04/2017 | 01/2021 |
| Star Financial | Indianapolis | IN | 03/2018 | 01/2021 |
| Fidelity Investments | Covington | KY | 01/2022 | Present |
| Unemployed | Carmel | IN | 02/2021 | 03/2021 |
| Indianapolis Chamber Of Commerce | Indianapolis | IN | 04/2021 | 09/2021 |
| Unemployed | Carmel | IN | 10/2021 | 12/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-103293|OrgNmn:John Caves - Leadership Coach|Org Addr:Carmel,Indiana,US|OBA Nature:I provide leadership and caree|Invst Rel:N|Title:Sole Proprietor|Duties:Leadership and Career Coaching to individuals who want to improve their skills.|StrtDt:|TotHrs/mon:1|TrdHrs/mon:1|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-09 |
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