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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-09-17 |
Branch Locations
600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States
1201 Wills Street Suite 600, Baltimore, MD 21231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Louisville | KY | 11/2007 | Present |
1. Jefferson County Clerk's Office - Election Center; 701 W Ormsby Avenue, Suite 301, Louisville, KY 40203; Poll Worker or Election Officer; Answer questions, signing in voters, and counting ballots; 11/03/2020; 13 Hours per Day; Not During Securities Trading Hours; Not Investment-Related. 2. No Scraps Left Behind LLC; 2222 Village Drive, Louisville, KY 40205; Vintage sewing machine services; Owner; Clean, repair, buy, and sell vintage sewing machines; 04/11/2022; 10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-27 |
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