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Richard James Tiffany

Apex Advisory Group, Inc.

Spokane, WA

Spokane, WA

CRD 1430506

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Employer firm

Apex Advisory Group, Inc. CRD 117183

8 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Apex Advisory Group, Inc.

624 W Hastings Rd Suite 3, Spokane, WA 99218-2817 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-06-01
  • WA RA
    APPROVED
    Since 2020-06-01

Branch Locations

624 W Hastings Rd Suite 3, Spokane, WA 99218-2817 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Spokane WA 03/2011 Present
Capital Financial Services, Inc Minot ND 01/2014 Present
  • 03/2011 → Present
    Guardian Life Insurance Co Of America
    Spokane, WA
  • 01/2014 → Present
    Capital Financial Services, Inc
    Minot, ND
Previous Registrations
Other Businesses

FIXED INSURANCE THROUGH VARIOUS INSURANCE COMPANIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1986-06-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1986-06-07
Designations
  • Chartered Financial Consultant
Other Names
  • Dick Tiffany

View on SEC IAPD

Nearby Firms

VORPAHL WING ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC

Nearby Investors

TIM J. VORPAHL
CHRISTINE CAROL Corkrum
COLIN LYNN BROOKS

Nearby Offices

VORPAHL WING ADVISORS, INC. · SPOKANE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA

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