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Allen R Canete

Rbc Capital Markets, LLC

Rapid City, SD

Custer, SD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2020-12-22
TX RA APPROVED 2020-10-22
  • SD RA
    APPROVED
    Since 2020-12-22
  • TX RA
    APPROVED
    Since 2020-10-22

Branch Locations

243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States

Custer, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rapid City SD 06/2011 10/2020
Rbc Capital Markets, Llc Rapid City SD 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-03
S63 Uniform Securities Agent State Law Examination 1998-10-29
  • S65 Uniform Investment Adviser Law Examination
    1998-11-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-29
Other Names
  • Allen Ray Canete
  • Allen R Canete
  • Allen Canete

View on SEC IAPD

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