Frank James Pavlica

Employer firm

Strategic Investment Solutions, Inc. CRD 143128

$830M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1976 → Present
  Frank J. Pavlica Cpa Ltd
  Inverness, IL
• 09/2009 → 12/2017
  Lpl Financial Llc
  Inverness, IL
• 09/2009 → Present
  Strategic Investment Solutions, Inc.
  Orland Park, IL
• 01/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-09-08 → 2016-01-28
  Lpl Financial Llc
  Inverness, IL
• 1998-02-03 → 2011-02-23
  Successful Retirement Planning Institute, Inc.
  Inverness, IL
• 2005-01-03 → 2009-09-08
  Waterstone Financial Group, Inc.
  Itasca, IL
  Inverness, IL

Other Businesses

1. 03/10/2010 - FRANK J. PAVLICA CPA LTD - TAX PREP / ACCOUNTING / BOOKKEEPING - PREPARATION OF INCOME TAX RETURNS, PAYROLL TAX RETURNS, AND BOOKKEEPING SERVICES - 95% OF TIME SPENT - INVERNESS IL 2. 04/06/2010 - CORNERSTONE BANK & TRUST COMPANY - COMMUNITY, CIVIC AND CHARITABLE BOARD - MEMBER OF THE BOARD OF DIRECTORS FOR CORNERSTONE NATIONAL BANK & TRUST COMPANY - 2% OF TIME SPENT 3. 02/16/2011 - STRATEGIC INVESTMENT SOLUTIONS, INC - REGISTERED INVESTMENT ADVISOR - (HYBRID) - (HYBRID RIA) I AM AN IAR OF THE RIA FIRM STRATEGIC INVESTMENT SOLUTIONS AND USE THE FIRM TO PROVIDE ASSET MANAGEMENT FOR SOME OF MY CLIENTS. - 5% OF TIME SPENT - INVERNESS, IL 4. 08/26/2011 MVP FINANCIAL - NON-VARIABLE INSURANCE - OCCASIONAL SALES OF FIXED LIFE INSURANCE OR FIXED ANNUITIES. - 2% OF TIME SPENT - INVERNESS, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-31
• S63 Uniform Securities Agent State Law Examination
  1985-12-12