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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-01-12
  • IL RA
    APPROVED
    Since 2018-01-12

Branch Locations

1311 S Neil St, Champaign, IL 61820 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Federal Savings Bank Champaign IL 12/1989 Present
Parke Avenue Service Corporation Champaign IL 12/1989 Present
Securities America, Inc Champaign IL 03/2008 Present
Securities America Advisors Champaign CA 11/2014 Present
  • 12/1989 → Present
    First Federal Savings Bank
    Champaign, IL
  • 12/1989 → Present
    Parke Avenue Service Corporation
    Champaign, IL
  • 03/2008 → Present
    Securities America, Inc
    Champaign, IL
  • 11/2014 → Present
    Securities America Advisors
    Champaign, CA
Previous Registrations
  • 2014-11-21 → 2018-01-12
    Securities America Advisors, Inc.
    Champaign, IL
Other Businesses

INSURANCE SALES - AGENT - START DATE: 04/1985 - LOCATED AT 1311 S NEIL ST, CHAMPAIGN, CA 61820 LSIA - Investment Advisory

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-02
S63 Uniform Securities Agent State Law Examination 1996-07-05
  • S65 Uniform Investment Adviser Law Examination
    2014-10-02
  • S63 Uniform Securities Agent State Law Examination
    1996-07-05

View on SEC IAPD

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