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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-23 |
| IL | RA | APPROVED | 2023-02-24 |
| NJ | RA | APPROVED | 2023-02-24 |
| NY | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED | 2021-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Financial Services Llc | New York | NY | 11/2006 | 08/2020 |
| Fidelity Investments | Boston | MA | 04/2019 | 08/2020 |
| Morgan Stanley | Red Bank | NJ | 06/2021 | Present |
| Retired | Staten Island | NY | 08/2020 | 06/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-04 |
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