Raymond Nicholas Ianni

Current Employers

Employment History

• 10/2002 → Present
  Principal Life Insurance Company
  Wilmington, DE
• 01/2002 → 12/2019
  Wfg Planned Benefits & Securities Inc.
  Wilmington, DE
• 09/2008 → Present
  Financial Advisors Of Delaware Valley
  Wilmington, DE
• 03/2016 → Present
  Principal Securites Inc
  Wilmington, DE

Previous Registrations

• 1996-08-29 → 2002-10-28
  1717 Capital Management Company
  Newark, DE

Other Businesses

***ST ANTHONY'S EDUCATION FUND. 03/2010-PRESENT. BOARD MEMBER, FOUNDATION THAT SUPPORTS LOCAL CATHOLIC GRADE SCHOOL. ***Fixed Insurance, Group Medical/Non-Medical, Group Dental, Medical, DI, Life, Annuities, 01/10/17. ***MRCJ Associates, LLC; Not Investment Related; Wilmington, DE; Co-Owner; 2 Single family home rentals, owned with spouse and adult children; Start Date: 12/01/2014; 3 hrs per month; 1.2 during trading hours. FIELDSTONE GOLF CLUB POSITION: club member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 1000 Dean Road, Greenville DE 19807, United States DESCRIPTION: Fieldstone is a golf club, and my membership is in the form of Limited Partner interests. SALESIANUM SCHOOL ENDOWMENT POSITION: finance committee member NATURE: finance committee member non voting INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/15/2023 ADDRESS: 1801 N Broom St, Wilmington DE 19801, United States DESCRIPTION: one of eight non voting committee members on the finance committee of a local private school endowment; activities include review of investments, distribution requests for financial aid, and outside auditor report reviews. Meetings held 1-2 hours quarterly; I have no access to funds nor is the position a voting role; all recommendations and input from the committee are presented with the CFO, President and other board members IANNI WEALTH MANAGEMENT LLC POSITION: Sole LLC Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: P O Box 5366, Wilmington, Wilmington DE 19898, United States DESCRIPTION: I filed for an LLC solely to pay certain business expenses including staff salaries starting in Jan 2024; no plans to use as a DBA IANNI WEALTH MANAGEMENT LLC POSITION: member NATURE: CPA/Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: P O Box 5366, Wilmington, Wilmington DE 19898, United States DESCRIPTION: tax prep services for a select group of clients filing simple tax returns-approx 20-30 returns and only for existing clients and several family members; all work to be done by Chris Ianni who is tax prep certified; annual prep fee $250-$500 per client; LLC will bill for the service and pay various expenses out of the LLC; expected annual revenue @$10,000; work to be done Feb-April for tax season

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-05-27

Designations

Other Names

• Ray Ianni