Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-07
  • AZ RA
    APPROVED
    Since 2024-05-07

Branch Locations

Phoenix, AZ • United States

1820 E Ray Rd. Suite C2C, Chandler, AZ 85225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Tempe AZ 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    Tempe, AZ
Other Businesses

1. MARY VANNONI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1988 ADDRESS: 1820 E Ray Rd, Ste C2C, Chandler AZ 85225, United States DESCRIPTION: prepare individual tax returns 2. MARY VANNONI POSITION: Registered Rep NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/1986 ADDRESS: 1820 E Ray Rd, Ste C2C, Chandler AZ 85225, United States DESCRIPTION: Recommending and selling variable annuities 3. MARY VANNONI POSITION: Registered Rep NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/1986 ADDRESS: 1820 E Ray Rd, Ste C2C, Chandler AZ 85225, United States DESCRIPTION: Have ability to sell fixed insurance 4. MARY KING & ASSOCIATES INC POSITION: President NATURE: C Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1995 ADDRESS: 7027 SOUTH 24TH PL, PHOENIX AZ 85042, United States DESCRIPTION: Entity for payroll and tax purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-22
S63 Uniform Securities Agent State Law Examination 1985-11-21
  • S65 Uniform Investment Adviser Law Examination
    1999-04-22
  • S63 Uniform Securities Agent State Law Examination
    1985-11-21
Designations
Other Names
  • Mary Louise Romero
  • Mary Louise King

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor