John R Nelson

Current Employers

Employment History

• 09/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Red Bank, NJ
• 02/2012 → Present
  Bank Of America, N.A.
  Red Bank, NJ

Previous Registrations

• 2009-06-01 → 2011-10-17
  Morgan Stanley
  Shrewsbury, NJ
  Morristown, NJ
• 2003-04-17 → 2009-06-01
  Citigroup Global Markets Inc.
  Shrewsbury, NJ
  Toms River, NJ
  Flemington, NJ

Other Businesses

I*124286 Non-Profit OBA: Night Stalkers Foundation Investment related: No Address: Oak Grove, KY Position: Advisory Board Member, Start date: 6/19/2019 Hours:100 hrs Annually Hours during trading: 0 Duties: The Night Stalkers Foundation purpose is to support current, past and fallen Night Stalkers and their families. The Night Stalkers are our nations premier Special Operations Aviation Unit (Airborne). My role, helping create awareness and support Fund I*134980 For-Profit OBA: Jersey Mike's Franchise Investment related: No Address: Fort Worth, TX Position: Family Held, Start date: 12/7/2020 Hours: 10 hours Monthly Number of hrs during trading: 0 Duties: Establish an LLC in TX, Managing members will be my wife and sons as well as myself. Enter into a 3 location franchisee agreement with Jersey Mike s in the Ft Worth Texas area. My sons will operate the business I*584399 Entity For Profit Name of outside business organization: JM Fort Worth Subs 2Investment related: No Address: Osprey, FL Position, title, association: Owner Start date of relationship: 11/10/2021Number of hours devoted: 10 hours Mthly Hours devoted during trading hours: 0 Duties: The LLC will own our second Jersey Mike's location in Ft. Worth TX, I will be a partner/owner, no day to day operations. I*905239 Entity For Profit Name of outside business organization: GS6, LLC Investment related: No Address: Sarasota, FL Position: Owner, Start date of relationship: 6/30/2022 Hours devoted: 10 hours Yearly Hours devoted during trading hours: 0 Duties: I am a NRA Instructor, Certified in Basic Pistol, I plan to teach firearms safety and pistol marksmanship to new shooters on an occasional basis. I am often asked, unsolicited, to provide such instruction. Therefore, I have completed the NRA Basic Pistol I*1312277 Entity For Profit Name of outside business organization: JM Fort Worth Subs Hold Co. Investment related: No Address: Fort Worth, TX, 76107 Position, title, association: General Partner/Managing Member/Owner Start date: 5/23/2023 Hours 1 hour Mthly Hours during trading hours: 0 Duties: This entity is being created to own the 4 LLCs we already own as individuals. JM Fort Worth Subs, JM Fort Worth Subs 2, JM Fort Worth Subs 3 and JM Fort Worth Subs 4. The purpose of the entity is to own the LLCs where our family Jersey Mike's Franchises are held, to have common expenses for the LLCs roll up to the holding company and for salaries for employees who work for multiple of our LLCs to be paid. My sons Trey and Ryan will each own 33.33%, My wife Lou Anne and I will each own 16.66%. That is the same ownership percentages as we hold for each LLC. We will transfer the ownership of the LLCs to Hold Co once it is established. I will have ownership stake, I will provide capital for franchise development, I will receive distributions from time to time if we are profitable. I will provide wisdom and experience. I will not have an operational role. I*1844288, Entity For Profit, Name of OBA: JMFortWorthSubs5, LLC Address: Fort Worth, TX, 76108 Investment Related: No Position: Owner Employee Start Date: 05/20/2024 Hours: 5 hrs mthly Hours during trading: 0 Duties: JM Fort Worth Subs 5, LLC is a holding company which will do business as a Jersey Mike's Franchise in Fort Worth TX I*: 1979286 Entity Type: Entity For Profit Name of OBA: JM Fort Worth Subs 6, LLC Address:: Fort Worth, TX Investment Related: No Position: Owner Employee Start Date: 08/27/2024Number of Hours: 5hrs mthly Number of Hours during trading: 0 Duties: The entity is an LLC formed to hold ownership in a Jersey Mike's Subs franchise I*: 2925298 Entity Type: For Profit Name of OBA: JM Fort Worth Subs 7 Address: Fort Worth, TX 76108 Investment Related: No Position: Owner Employee Start Date: 09/30/2025Number of Hours: 20hrs annually Number of Hours during trading: 10 hrs annually Duties: I will be a partner in this family owned business. My responsibilities will be the same as the others, passive ownership.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-18
• S63 Uniform Securities Agent State Law Examination
  1985-12-19

Other Names

• Rick Nelson
• Rick Nelson
• John Richard Nelson