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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-22 |
| PA | RA | APPROVED | 2020-01-02 |
Branch Locations
744 Main St Ste 200, Stroudsburg, PA 18360 • United States
Pen Argyl, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | E. Stroudsburg | PA | 12/1995 | 12/2019 |
| Cetera Investment Advisers Llc | Stroudsburg | PA | 01/2014 | 12/2019 |
| Ameriprise Financial Services, Inc. | Stroudsburg | PA | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Stroudsburg | PA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-04 |
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