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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-20 |
| PA | RA | APPROVED | 2011-01-28 |
Branch Locations
701 Main Street 501 5Th Floor, Stroudsburg, PA 18360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Stroudsburg | PA | 01/1996 | Present |
| Morgan Stanley Smith Barney | Stroudsburg | PA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*64079 - D.A.C. Electric, Inc.; Investment related: Yes; Sciota, Pennsylvania; Construction/Engineering; Officer (proprietor, partner, officer, director, employee, trustee, agent); 10/1993; During business hours: 0; After business hours: 5; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-03 |
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