James Andrews Dunn

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-08-17

PA RA
APPROVED

Since 2023-08-17

Branch Locations

16 S 7Th St, 2Nd Floor, Stroudsburg, PA 18360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Gilbert	PA	08/2004	Present

08/2004 → Present

Linsco/Private Ledger Corp.

Gilbert, PA

Other Businesses

1. 7/23/2004 - DBA ONLY - DUNN WEALTH MANAGEMENT. 2. 6/7/2018 - No Business Name - Not Investment Related - Outside/W-2 Employment - Start Date:05/31/2018 - 3 Hour(s) Per Month/0 Hour(s) During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-06-14

S63 Uniform Securities Agent State Law Examination

1999-06-14

Other Names

James Andrews Dunn

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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