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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tucson | AZ | 01/2009 | 01/2020 |
| Tucson Federal Credit Union | Tucson | AZ | 01/2009 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 01/2020 | 05/2025 |
| Lpl Financial Llc | Tucson | AZ | 05/2025 | Present |
1. 4/30/2025: Tucson Financial Services; At reported business location(s);l DBA for LPL Business (entity for LPL business); Inv. related; start date 4/30/2025; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-25 |
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