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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanderbilt Securities, Llc Woodbury NY 07/2015 Present
  • 07/2015 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
Previous Registrations
Other Businesses

1) John Brower Jr. Foundation. Not investment related. Start date: 12/15/2017. Address: 125 Froehlich Farm Blvd. Woodbury NY, 11797. Title: Board of directors. Duties: i raise money to fight Opioid abuse on Long Island . I am on the board. Time spent during regular hours: 5%. 2) American Centurian Financial LLC (a registered Advisor with NYS) - Senior Business Consultant, no remuneration, time - only as needed <5 hrs per month, no client contact.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-15
S63 Uniform Securities Agent State Law Examination 1985-12-23
  • S65 Uniform Investment Adviser Law Examination
    2011-03-15
  • S63 Uniform Securities Agent State Law Examination
    1985-12-23

View on SEC IAPD

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