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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-18 |
| DE | RA | APPROVED | 2022-10-17 |
| NJ | RA | APPROVED | 2022-10-17 |
Branch Locations
555 Second Avenue Suite D-300, Collegeville, PA 19426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cape May Courthouse | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cape May Courthouse | NJ | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Yardley | PA | 10/2022 | Present |
FINRA, NOT INVT RELATED, PHILADELPHIA, PA, ARBITRATOR, START DATE 1/1/1992, 5 HRS PER MONTH, 0 HRS DURING TRADING, SERVING ON ARBITRATION PANELS. AMERICAN ARBITRATION ASSOCIATION, NOT INVT RELATED, PHILADELPHIA, PA, ARBITRATOR, START DATE 1/1/1992, 5 HRS PER MONTH, 0 HRS DURING TRADING, SERVING ON ARBITRATION PANELS. 1787 WEALTH MANAGEMENT OF THE PRINCETON GROUP, LLC, INVT RELATED, LANDENBERG, PA, 100% OWNERSHIP, START DATE 10/17/2022, 160 HRS PER MONTH, 16 HRS DURING TRADING, FINET PRACTICE.; PRINCETON HARRIMAN INSURANCE SOLUTIONS, INV RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START: 12/01/2024, 8 HOURS A MONTH, 8 HOURS DURING TRADING, INSURANCE PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-27 |
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