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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-18
DE RA APPROVED 2022-10-17
NJ RA APPROVED 2022-10-17
  • PA RA
    APPROVED
    Since 2022-10-18
  • DE RA
    APPROVED
    Since 2022-10-17
  • NJ RA
    APPROVED
    Since 2022-10-17

Branch Locations

555 Second Avenue Suite D-300, Collegeville, PA 19426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cape May Courthouse NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cape May Courthouse NJ 11/2016 10/2022
Wells Fargo Advisors Financial Network, Llc Yardley PA 10/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-10-17
    Philadelphia, PA
    Marlton, NJ
    Cape May Court House, NJ
    Cape May Court House, NJ
    Newark, DE
    Cape May Court House, NJ
    Newark, DE
    Newark, DE
  • 1995-02-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Marlton, NJ
    Marlton, NJ
    St. Louis, MO
    Cape May Court House, NJ
Other Businesses

FINRA, NOT INVT RELATED, PHILADELPHIA, PA, ARBITRATOR, START DATE 1/1/1992, 5 HRS PER MONTH, 0 HRS DURING TRADING, SERVING ON ARBITRATION PANELS. AMERICAN ARBITRATION ASSOCIATION, NOT INVT RELATED, PHILADELPHIA, PA, ARBITRATOR, START DATE 1/1/1992, 5 HRS PER MONTH, 0 HRS DURING TRADING, SERVING ON ARBITRATION PANELS. 1787 WEALTH MANAGEMENT OF THE PRINCETON GROUP, LLC, INVT RELATED, LANDENBERG, PA, 100% OWNERSHIP, START DATE 10/17/2022, 160 HRS PER MONTH, 16 HRS DURING TRADING, FINET PRACTICE.; PRINCETON HARRIMAN INSURANCE SOLUTIONS, INV RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START: 12/01/2024, 8 HOURS A MONTH, 8 HOURS DURING TRADING, INSURANCE PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-11
S63 Uniform Securities Agent State Law Examination 1986-10-27
  • S65 Uniform Investment Adviser Law Examination
    2015-06-11
  • S63 Uniform Securities Agent State Law Examination
    1986-10-27
Other Names
  • Joseph G Digiacomo
  • Joseph Gerard Digiacomo

View on SEC IAPD

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