Nicklaus Serafini

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2018
  Century 21 Town & Country
  Northville, MI
• 07/2017 → 04/2018
  Oppenheimer & Co. Inc.
  Wyandotte, MI
• 04/2018 → 06/2019
  Pnc Investments
  Pittsburgh, PA
• 06/2019 → 08/2021
  Ameriprise Financial Services, Inc.
  Troy, MI
• 08/2021 → 02/2023
  Comerica Securities, Inc.
  Bloomfield Hills, MI
• 02/2023 → 12/2025
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
• 12/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Birmingham, MI

Previous Registrations

• 2023-02-14 → 2025-12-04
  Wells Fargo Clearing Services, Llc
  Birmingham, MI
• 2021-08-18 → 2023-02-13
  Comerica Securities
  Bloomfield Hills, MI
• 2019-06-19 → 2021-08-18
  Ameriprise Financial Services, Llc
  Troy, MI
  Troy, MI
• 2018-04-23 → 2019-06-13
  Pnc Wealth Management Llc
  Taylor, MI
  Lincoln Park, MI
  Grosse Ile, MI
  Taylor, MI
  Allen Park, MI
  Grosse Ile, MI
• 2017-07-12 → 2018-03-23
  Oppenheimer & Co. Inc.
  Wyandotte, MI

Other Businesses

PRINCETON HARRIMAN INSURANCE SOLUTIONS, LLC; INV RELATED; SARASOTA,FL; INSURANCE ; FINANCIAL ADVISOR; START DATE: 12/12/2025; 5 HRS PER MONTH; 5 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2017-07-12

Other Names

• Nicklaus Serafini
• Nicklaus R Serafini
• Nicklaus Ryan Ronald Serafini