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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
5805 Coit Rd Suite 100, Plano, TX 75093 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Plano | TX | 10/2008 | 01/2018 |
| Woodbury Financial Services Inc | Plano | TX | 01/2018 | 07/2019 |
| Lpl Financial | Plano | TX | 07/2019 | 06/2025 |
| Lpl | Ft Mill | SC | 11/2004 | 07/2019 |
| Householder Group Estate And Retirement Specialists, Llc | Plano | TX | 11/2023 | 10/2024 |
| Wealth Enhancement Group | Plano | TX | 11/2024 | Present |
| Wealth Enhancement Advisory Services | Plano | TX | 11/2024 | Present |
| Wealth Enhancement Brokerage Services | Plano | TX | 11/2024 | Present |
1. 7/26/2019 - Ignite Stream - Not Investment Related - Home Based - Direct Sales - 0 Hours Per Month - Time Spent 0%. 2. 7/26/2019 - No Business Name - INVESTMENT RELATED - BELLS, TX 75414 - Real Estate Rental - FAMILY FARM. 3. 7/26/2019 - Barton Financial Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/1996 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 4. 01/03/2025 - WEALTH ENHANCEMENT ADVISORY SERVICES - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 Hours Per Month/ 120 hours During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES, an independent investment advisor firm. I started this business activity in 09/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-19 |
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