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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

5805 Coit Rd Suite 100, Plano, TX 75093 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Plano TX 10/2008 01/2018
Woodbury Financial Services Inc Plano TX 01/2018 07/2019
Lpl Financial Plano TX 07/2019 06/2025
Lpl Ft Mill SC 11/2004 07/2019
Householder Group Estate And Retirement Specialists, Llc Plano TX 11/2023 10/2024
Wealth Enhancement Group Plano TX 11/2024 Present
Wealth Enhancement Advisory Services Plano TX 11/2024 Present
Wealth Enhancement Brokerage Services Plano TX 11/2024 Present
  • 10/2008 → 01/2018
    Sii Investments, Inc.
    Plano, TX
  • 01/2018 → 07/2019
    Woodbury Financial Services Inc
    Plano, TX
  • 07/2019 → 06/2025
    Lpl Financial
    Plano, TX
  • 11/2004 → 07/2019
    Lpl
    Ft Mill, SC
  • 11/2023 → 10/2024
    Householder Group Estate And Retirement Specialists, Llc
    Plano, TX
  • 11/2024 → Present
    Wealth Enhancement Group
    Plano, TX
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Plano, TX
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Plano, TX
Previous Registrations
  • 2024-06-12 → 2024-11-01
    Householder Group Estate & Retirement Specialists
    Plano, TX
    Scottsdale, AZ
Other Businesses

1. 7/26/2019 - Ignite Stream - Not Investment Related - Home Based - Direct Sales - 0 Hours Per Month - Time Spent 0%. 2. 7/26/2019 - No Business Name - INVESTMENT RELATED - BELLS, TX 75414 - Real Estate Rental - FAMILY FARM. 3. 7/26/2019 - Barton Financial Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/1996 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 4. 01/03/2025 - WEALTH ENHANCEMENT ADVISORY SERVICES - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 Hours Per Month/ 120 hours During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES, an independent investment advisor firm. I started this business activity in 09/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 2009-11-19
  • S65 Uniform Investment Adviser Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    2009-11-19
Other Names
  • Joe Henry Ledford
  • Joe Henry Ledford
  • Joe Henry Ledfrod Jr
  • Joe Henry Ledford Jr
  • Joe Henry Ledford

View on SEC IAPD

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