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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-02-10
TX RA APPROVED 2022-02-09
  • KS RA
    APPROVED
    Since 2022-02-10
  • TX RA
    APPROVED
    Since 2022-02-09

Branch Locations

5940 E Central, Wichita, KS 67208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Strategies Inc. Wichita KS 10/1985 Present
Penn Mutual Life Ins Co Witchita KS 10/2006 Present
Hornor Townsend And Kent, Inc Witchita KS 11/2006 02/2022
Cambridge Investment Research, Inc. Fairfield IA 02/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2022 Present
  • 10/1985 → Present
    Insurance Strategies Inc.
    Wichita, KS
  • 10/2006 → Present
    Penn Mutual Life Ins Co
    Witchita, KS
  • 11/2006 → 02/2022
    Hornor Townsend And Kent, Inc
    Witchita, KS
  • 02/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) SCHRECK FINANCIAL GROUP LLC & DAN K BUCK DBA INSURANCE STRATEGIES, 5940 E CENTRAL AVE WICHITA KS 67208, 10/01/2006, Owner, INV REL, 80 HR/MONTH 80 HR/MONTH TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) DK BUCK INC, 5940 E CENTRAL WICHITA KS 67208, 09/2023, PRESIDENT/TREASURER, USING A DBA, INV REL, 2 HR/MO, 0 HR/TRADING 4) SCHRECK FINANCIAL GROUP LLC, 5940 E CENTRAL AVE, WICHITA KS 67208, United States, 10/01/2006, Agent, 1099 Contractor, NIR, 80 HR/MO, 80 HR/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-05
  • S63 Uniform Securities Agent State Law Examination
    1990-12-05
Designations

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