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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-01-28 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wichita | KS | 07/2012 | Present |
| Gateway Wealth Partners, Llc | Wichita | KS | 01/2026 | Present |
1. 8/2/2012: Principle Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 1. 01/2026: LPL Financial LLC - Investment Related - At Reported Business Location(s) - Registered Rep - Broker Dealer - 08/2012 - 140 Hours/Month, 140 during securities trading hours - Provide brokerage services to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-07 |
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