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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-06-12 |
| MO | RA | APPROVED | 2023-06-12 |
| TX | RA | APPROVED_RES | 2018-03-08 |
Branch Locations
4622 Pennsylvania Avenue Suite 1210, C, Kansas City, MO 64112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Kansas City | MO | 05/2016 | Present |
1. Rental Property; 830 Washington St, Lamont, IA 50650; Rental; Landlord Duties; 11/05/2021; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Boys and Girls club of Greater Kansas City; 4001 Blue Pkwy, Kansas City, MO 64130; Marketing and Investment Committee Member; attend quarterly meetings; 1/2/23; 3 hr/wk; Not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-28 |
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