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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-13 |
| FL | RA | APPROVED | 2012-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Palm Beach Gardens | FL | 09/2012 | Present |
1. Pipers Landing Yacht and Country Club; 6100 SW Mapp Road, Palm City, FL 34990; HomeOwners Association; Chair of the Marina Committee; Chair a committee that oversees the operations of the homeowners association marina; 04/15/2025; 5 Hours per Month; Not during securities trading hours; Not investment-related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-12-30 |
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