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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-24
  • FL RA
    APPROVED
    Since 2025-07-24

Branch Locations

309 S.E. Osceola Street Suite 300, Stuart, FL 34994 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stuart FL 11/1996 07/2025
Raymond James & Associates Stuart FL 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-08
  • S63 Uniform Securities Agent State Law Examination
    2013-03-08
Other Names
  • Deborah L Carter

View on SEC IAPD

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