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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-27 |
| FL | RA | APPROVED | 2008-10-24 |
Branch Locations
309 S.E. Osceola Street Suite 300, Stuart, FL 34994 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Stuart | FL | 10/2008 | Present |
| Nms University Landings Llc | Palm City | FL | 08/2018 | Present |
(1) 10/2008 ZOUNDS GREAT LLC - PASSIVE INVESTOR (2)Name of Business : NMS Brand Invesors LLC Address: 246 SW Hatteras Court,Palm City, FL Nature of the Business: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 08/31/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Strictly a passive investor (3)Name of Business : NMS Crescent Oaks LLC Address: n/a,n/a, FL Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 01/04/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: strictly passive investor 4)Name of Business : Patricia C. Hassett Revocable Living Trust Address: 246 SW Hatteras Court,Palm City, FL Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related:Yes Start Date: 07/14/1997 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Serve as successor trustee after Patricia C. Hassett
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-04 |
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