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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-01-02 |
| PA | RA | APPROVED | 2025-08-01 |
| TX | RA | APPROVED | 2025-08-01 |
Branch Locations
101 West Elm Street 420 3Rd Fl, Conshohocken, PA 19428 • United States
Stowe, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Conshohocken | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Conshohocken | PA | 11/2016 | 07/2025 |
| Wells Fargo Advisors Financial Network, Llc | Conshohocken | PA | 07/2025 | Present |
POA AND TRUSTEE FOR MOTHER; INVESTMENT RELATED; LAKE WORTH, FL; START 3/2008; LESS THAN 1 HR PER MTH DURING MARKET. CO-TRUSTEE FOR FATHER; INVESTMENT RELATED; LAKE WORTH, FL; START 10/2009; LESS THAN 1 HR PER MTH DURING MARKET. | FRANK BROOKS FLORIO WEALTH MANAGEMENT LLC; INVESTMENT RELATED; CONSHOHOCKEN, PA; 68.9% OWNER; 01/28/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING HOURS; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-18 |
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