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Current Employers
Freestone Capital Management, Llc

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-05-10
TX RA APPROVED_RES 2023-11-02
WA RA APPROVED 2011-04-11
  • TN RA
    APPROVED
    Since 2024-05-10
  • TX RA
    APPROVED_RES
    Since 2023-11-02
  • WA RA
    APPROVED
    Since 2011-04-11

Branch Locations

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freestone Capital Management, Llc Seattle WA 04/2011 Present
Previous Registrations
  • 2011-01-03 → 2011-04-12
    Bend, OR
  • 2009-06-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Bend, OR
  • 1998-07-01 → 2005-01-11
    Banc Of America Investment Services, Inc.
    Mercer Island, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-27
S65 Uniform Investment Adviser Law Examination 1997-07-09
S63 Uniform Securities Agent State Law Examination 1985-11-26
  • S66 Uniform Combined State Law Examination
    2009-05-27
  • S65 Uniform Investment Adviser Law Examination
    1997-07-09
  • S63 Uniform Securities Agent State Law Examination
    1985-11-26
Other Names
  • Pete Forras
  • Peter Karl Jr Forras

View on SEC IAPD

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