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Peter Karl Forras

Freestone Capital Management, LLC

Seattle, WA

Brentwood, TN

CRD 1424057

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Employer firm

Freestone Capital Management, LLC CRD 145711

$14.5B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Freestone Capital Management, Llc

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-05-10
TX RA APPROVED_RES 2023-11-02
WA RA APPROVED 2011-04-11
  • TN RA
    APPROVED
    Since 2024-05-10
  • TX RA
    APPROVED_RES
    Since 2023-11-02
  • WA RA
    APPROVED
    Since 2011-04-11

Branch Locations

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freestone Capital Management, Llc Seattle WA 04/2011 Present
Previous Registrations
  • 2011-01-03 → 2011-04-12
    Wells Fargo Clearing Services, Llc
    Bend, OR
  • 2009-06-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Bend, OR
  • 1998-07-01 → 2005-01-11
    Banc Of America Investment Services, Inc.
    Mercer Island, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-27
S65 Uniform Investment Adviser Law Examination 1997-07-09
S63 Uniform Securities Agent State Law Examination 1985-11-26
  • S66 Uniform Combined State Law Examination
    2009-05-27
  • S65 Uniform Investment Adviser Law Examination
    1997-07-09
  • S63 Uniform Securities Agent State Law Examination
    1985-11-26
Other Names
  • Pete Forras
  • Peter Karl Jr Forras

View on SEC IAPD

Nearby Firms

KLAKNA GROUP LTD
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC
MADISON PARK CAPITAL ADVISORS, LLC

Nearby Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE

Nearby Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA

More in Seattle, WA

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