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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-09-08 |
Branch Locations
3208 50Th St Ct Nw, Gig Harbor, WA 98335-0000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Gig Harbor | WA | 09/2009 | Present |
1. 9/15/2009 - NON-VARIABLE INSURANCE - POSSIBLE SELLING FIXED ANNUITY, LONG TERM CARE, DISABILITY AND LIFE INSURANCE. - TIME SPENT 2% - GIG HARBOR, WA. 2. 10/30/2012: REAL ESTATE RENTAL - DMS ACCOUNTING - SUB LEASE OFFICE NEXT TO ME TO DMS ACCOUNTING . THEY HAVE NO ACCESS TO MY OFFICES. SEPERATE KEYS ECT. - TIME SPENT 0% - GIG HARBOR, WA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-25 |
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