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Lighthouse Wealth Strategies, LLC CRD 299334
$844M regulatory AUM 608 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-10 |
| NV | RA | APPROVED | 2022-11-01 |
| AK | RA | APPROVED | 2022-10-05 |
| OR | RA | APPROVED | 2022-09-21 |
| SC | RA | APPROVED | 2022-09-21 |
| CA | RA | APPROVED | 2022-09-19 |
| WA | RA | APPROVED | 2022-09-14 |
Branch Locations
3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tacoma | WA | 12/2008 | 11/2017 |
| Wells Fargo Advisors Financial Network, Llc | Tacoma | WA | 11/2017 | 09/2022 |
| Lighthouse Wealth Strategies | Gig Harbor | WA | 09/2022 | Present |
Mr. Caviezel is a partial owner of RCW LLC a real estate building. Partners in this business include family members and clients. A potential conflict of interest exists between those family members and clients involved with Mr. Caviezel in outside business activities, and Mr. Caviezel's other clients; However, Mr. Caviezel is obligated as a fiduciary to act in the best interest of all of his clients. Mr. Caviezel is self-employed and uses Caviezel Wealth Management to pay business expenses. Lighthouse Wealth Strategies is a name brand to market the services offered.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-21 |
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