Ronald James Barton

Employer firm

Lighthouse Wealth Strategies, LLC CRD 299334

$844M regulatory AUM 608 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Tacoma, WA
• 06/2016 → 06/2017
  Wells Fargo Clearing Services, Llc
  Tacoma, WA
• 09/2017 → Present
  Sowell Management Services
  North Little Rock, AR
• 02/2018 → Present
  Veritas Independent Partners
  Conway, AR
• 06/2017 → Present
  Lighthouse Wealth Strategies
  Gig Harbor, WA

Previous Registrations

• 2017-09-05 → 2021-03-25
  Sowell Management
  Gig Harbor, WA
  North Little Rock, AR
• 2009-01-16 → 2017-06-19
  Wells Fargo Clearing Services, Llc
  Tacoma, WA
  Bellevue, WA
• 2007-04-02 → 2009-01-20
  Morgan Stanley & Co. Llc
  Gig Harbor, WA
• 2004-09-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Gig Harbor, WA
  Gig Harbor, WA
• 2000-06-13 → 2004-09-23
  Citigroup Global Markets Inc.
  Silverdale, WA

Other Businesses

1) RESIDENTIAL RENTAL; 23110 NE HWY 3 BELFAIR, WA. JUNE 2007 INVESTMENT RELATED. OWNED BY 100% RON & TRINETTE BARTON. RESPONSIBILITIES: COLLECT RENT, MAINTENANCE, PAY TAXES. <1 HOUR NON TRADING TIME 2) RESIDENTIAL RENTAL; 1046 GRANT ST DUPLEX MOSES LAKE, WA. APRIL 2001 INVESTMENT RELATED. OWNED 100% BY RON & TRINETTE BARTON. RESPONSIBILITIES: COLLECT RENT, MAINTENANCE, PAY TAXES. <1 HOUR NON TRADING TIME Sowell Management Services dba Lighthouse Wealth Strategies, IAR, investment related Mr. Barton is a broker with Veritas Independent Partners. Mr. Barton provides advise on annuities and spends approximately 4 hours a week on this investment related endeavor.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-04
• S63 Uniform Securities Agent State Law Examination
  1991-12-05

Other Names

• Ron Barton