Best Investors Account Sign in
Inactive

Ronald Timothy Bates

1919 Investment Counsel, LLC

Cincinnati, OH

CRD 1423704

Claim This Profile
Employer firm

1919 Investment Counsel, LLC CRD 133370

$26.0B regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
1919 Investment Counsel, Llc

One South Street Suite 2500, Baltimore, MD 21202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-01-07
TX RA APPROVED 2005-01-04
  • OH RA
    APPROVED
    Since 2005-01-07
  • TX RA
    APPROVED
    Since 2005-01-04

Branch Locations

600 Vine Street, Suite 2000, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1919 Investment Counsel, Llc Cincinnati OH 01/2005 Present
Previous Registrations
Other Businesses

1.A. KRC PROPERTIES/INVESTMENT RELATED B. 3919 EILEEN DRIVE CINCINNATI, OHIO 45209 C.REAL ESTATE INVESTMENT PARTNERSHIP. I AM A PARTNER IN THIS LLC. WHICH INVESTS IN SMALL APARTMENT BUILDINGS IN CINCINNATI OHIO. D) IMMEDIATELY E/F) 10 HOURS PER QUARTER/ O HOURS DURNING BUSINESS HOURS. 2. A) BAKEWELL COMMONS, LLC. 1859 KEYS CRESCENT LANE CINCINNATI, OHIO 45206 B) REAL ESTATE LLC./INVESTMENT RELATED C) I AM A PARTNER IN THIS LLC WHICH HAS INVESTED IN ONE APARTMENT COMPLEX IN COVNINGTON, KY D) IMMEDIATELY E/F) 2 HOURS PER QUARTER. 0 BUSINESS HOURS. 3. HUMLER & NOLAN; AUCTION COMPANY; PARTER/25% OWNER; JUNE 2010 - PRESENT; 2 HOURS PER MONTH-NO TIME DURING TRADING HOURS; NOT INVOLVED IN DAY TO DAY MANAGEMENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-21
S65 Uniform Investment Adviser Law Examination 1997-04-10
  • S63 Uniform Securities Agent State Law Examination
    2011-09-21
  • S65 Uniform Investment Adviser Law Examination
    1997-04-10
Other Names
  • Ronald T Bates

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Cincinnati, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor