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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-29 |
| MA | RA | APPROVED | 2019-06-28 |
Branch Locations
1645 Falmouth Rd, Ste. 1G, Centerville, MA 02632 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2010 | 06/2019 |
| Lpl Financial Llc | Centerville | MA | 06/2019 | Present |
1. 1/14/2021 - New Harbor Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/15/2021- 1200 Hours Per Month/1200 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-13 |
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