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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
FL RA APPROVED 2016-01-08
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • FL RA
    APPROVED
    Since 2016-01-08

Branch Locations

1597 Falmouth Road Suite 4, Centerville, MA 02632-2955 • United States

127 Congress Street Floor 01, Boston, MA 02110-2511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Centerville MA 03/2014 Present
Charles Schwab & Co., Inc. Centerville MA 03/2014 Present
Robert Brouthers Fishing South Yarmouth MA 06/2011 Present
  • 03/2014 → Present
    Charles Schwab Bank
    Centerville, MA
  • 03/2014 → Present
    Centerville, MA
  • 06/2011 → Present
    Robert Brouthers Fishing
    South Yarmouth, MA
Previous Registrations
Other Businesses

1) Canto Brouthers LLC | Investment Related:No|Evergreen way |Harwich |MA |02645|US|Real Estate (Non-Agent/Broker)|owner |3/17/2006|Less than 20|0|3-5 meetings a year , 2) Brouthers Evergreen LLC | Investment Related:No|9 Evergreen way |Harwich |MA |02645|US |Rental Services (Other than Real Estate)|Owner |12/22/2025|Less than 20|1|Collecting rent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-21
S63 Uniform Securities Agent State Law Examination 2000-05-26
  • S65 Uniform Investment Adviser Law Examination
    2003-01-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-26

View on SEC IAPD

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