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Andrew G Mason

Charles Schwab & Co., Inc.

Centerville, MA

Boston, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-23
CA RA APPROVED 2008-08-14
  • TX RA
    APPROVED_RES
    Since 2021-03-23
  • CA RA
    APPROVED
    Since 2008-08-14

Branch Locations

1597 Falmouth Road Suite 4, Centerville, MA 02632-2955 • United States

127 Congress Street Floor 01, Boston, MA 02110-2511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Centerville MA 07/2008 Present
Charles Schwab Bank, Ssb Centerville MA 07/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-20
S63 Uniform Securities Agent State Law Examination 1984-12-10
  • S65 Uniform Investment Adviser Law Examination
    1995-07-20
  • S63 Uniform Securities Agent State Law Examination
    1984-12-10
Other Names
  • Andrew George Mason

View on SEC IAPD

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