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James Thomas Masterson

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

St. Louis, MO

St. Peters, MO

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2010-05-20
  • MO RA
    APPROVED
    Since 2010-05-20

Branch Locations

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

St. Peters, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Company, Inc. St. Louis MO 03/2010 Present
Previous Registrations
  • 2010-03-31 → 2010-05-20
    Bfe Asset Management, Llc
    St. Louis, MO
  • 2008-01-01 → 2010-03-26
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    St. Louis, MO
  • 1999-01-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-21
S63 Uniform Securities Agent State Law Examination 1994-01-07
  • S65 Uniform Investment Adviser Law Examination
    1997-02-21
  • S63 Uniform Securities Agent State Law Examination
    1994-01-07

View on SEC IAPD

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