Susan Lynne Lockwood

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Raymond James Financial Services
  Manteno, IL
• 11/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Manteno, IL
• 02/2016 → 10/2019
  Homestar Bank
  Manteno, IL
• 10/2019 → Present
  Midland States Bank
  Manteno, IL

Other Businesses

(1) Name of Business: Midland Wealth Management Address: 303 Section Line Rd, Manteno, IL, 60950-1044, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/21/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor with RJFS

Exams

• S66 Uniform Combined State Law Examination
  2012-10-30
• S63 Uniform Securities Agent State Law Examination
  1986-10-20

Other Names

• Sue Lockwood
• Sue L Puracchio
• Susan Lynn Puracchio