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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-17
IL RA APPROVED 2025-10-06
  • TX RA
    APPROVED
    Since 2026-08-17
  • IL RA
    APPROVED
    Since 2025-10-06

Branch Locations

303 Section Line Rd, Manteno, IL 60950 • United States

1540 Illinois Rt. 59, Joliet, IL 60431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Bolingbrook IL 12/2019 04/2022
J.P. Morgan Securities Llc Bolingbrook IL 12/2019 04/2022
First American Bank Joliet IL 09/2017 11/2019
Bank Of America Rolling Meadows IL 10/2016 05/2017
Jpmorgan Chase Bank, N.A. Bolingbrook IL 08/2012 10/2016
Homemaking Joliet IL 05/2017 09/2017
Lpl Financial Naperville IL 04/2022 11/2022
Bmo Harris Bank Naperville IL 04/2022 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Shorewood IL 11/2022 10/2025
Bank Of America, N.A. Shorewood IL 02/2023 10/2025
Raymond James Financial Services, Inc. Joliet IL 10/2025 Present
Raymond James Financial Services Advisors, Inc. Joliet IL 10/2025 Present
Rasmussen College Romeoville IL 10/2013 03/2017
Midland States Bank Joliet IL 10/2025 Present
  • 12/2019 → 04/2022
    Jpmorgan Chase Bank, N.A.
    Bolingbrook, IL
  • 12/2019 → 04/2022
    J.P. Morgan Securities Llc
    Bolingbrook, IL
  • 09/2017 → 11/2019
    First American Bank
    Joliet, IL
  • 10/2016 → 05/2017
    Bank Of America
    Rolling Meadows, IL
  • 08/2012 → 10/2016
    Jpmorgan Chase Bank, N.A.
    Bolingbrook, IL
  • 05/2017 → 09/2017
    Homemaking
    Joliet, IL
  • 04/2022 → 11/2022
    Lpl Financial
    Naperville, IL
  • 04/2022 → 11/2022
    Bmo Harris Bank
    Naperville, IL
  • 11/2022 → 10/2025
    Shorewood, IL
  • 02/2023 → 10/2025
    Bank Of America, N.A.
    Shorewood, IL
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Joliet, IL
  • 10/2025 → Present
    Joliet, IL
  • 10/2013 → 03/2017
    Rasmussen College
    Romeoville, IL
  • 10/2025 → Present
    Midland States Bank
    Joliet, IL
Previous Registrations
Other Businesses

(1)Name of Business: Midland Wealth Management Address: 1540 Il Route 59, Joliet, IL, 60431-8215, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/20/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-16
S63 Uniform Securities Agent State Law Examination 2020-02-24
  • S65 Uniform Investment Adviser Law Examination
    2022-09-16
  • S63 Uniform Securities Agent State Law Examination
    2020-02-24
Other Names
  • Llanely Pantoja
  • Nelly Medina

View on SEC IAPD

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