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Melissa Futch

Stifel, Nicolaus & Company, Incorporated

Wilkes-Barre, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
PA RA APPROVED 2010-02-03
CT RA APPROVED 2009-09-25
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • PA RA
    APPROVED
    Since 2010-02-03
  • CT RA
    APPROVED
    Since 2009-09-25

Branch Locations

670 North River Street Suite 400, Wilkes-Barre, PA 18705 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Plains PA 09/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-28
S63 Uniform Securities Agent State Law Examination 1986-02-19
  • S65 Uniform Investment Adviser Law Examination
    2010-01-28
  • S63 Uniform Securities Agent State Law Examination
    1986-02-19
Other Names
  • Melissa Mary Jabore

View on SEC IAPD

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Other Offices

JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
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