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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-20
  • TX RA
    APPROVED
    Since 2016-06-20

Branch Locations

6034 West Courtyard Drive Suite 305, Austin, TX 78730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Austin TX 06/2016 Present
Previous Registrations
  • 2013-04-05 → 2016-06-13
    Oklahoma City, OK
    Oklahoma City, OK
    Amarillo, TX
    Midland, TX
    Tulsa, OK
    Wichita Falls, TX
    Tulsa, OK
    Midwest City, OK
    Edmond, OK
    Tulsa, OK
    Amarillo, TX
    Wichita Falls, TX
    Norman, OK
    Odessa, TX
    Tulsa, OK
    Midland, TX
    Oklahoma City, OK
    Abilene, TX
    Edmond, OK
    Broken Arrow, OK
    Tulsa, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Tulsa, OK
    Midwest City, OK
    Oklahoma City, OK
    Tulsa, OK
    Tulsa, OK
    Edmond, OK
    Yukon, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Abilene, TX
    Odessa, TX
    Norman, OK
    Oklahoma City, OK
    Choctaw, OK
    Levelland, TX
    Jenks, OK
    Oklahoma City, OK
    Mckinney, TX
    Richardson, TX
    Mckinney, TX
    Mckinney, TX
    Richardson, TX
    Plano, TX
    Mckinney, TX
    Richardson, TX
    Richardson, TX
    Garland, TX
    Mckinney, TX
    Plano, TX
    Allen, TX
    Mckinney, TX
    Richardson, TX
    Sherman, TX
    Denison, TX
    Farmers Branch, TX
    Addison, TX
    Pasadena, TX
    Brownsville, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    Friendswood, TX
    Houston, TX
    El Paso, TX
    Brownsville, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    Houston, TX
    Mcallen, TX
    Webster, TX
    Mcallen, TX
    Pearland, TX
    Mission, TX
    Laredo, TX
    League City, TX
    League City, TX
    Edinburg, TX
    Mcallen, TX
    Pasadena, TX
    Brownsville, TX
    Mcallen, TX
    Laredo, TX
    Edinburg, TX
    El Paso, TX
    Friendswood, TX
    Beaumont, TX
    Port Arthur, TX
    Orange, TX
    Nederland, TX
    Beaumont, TX
    Beaumont, TX
    League City, TX
    Houston, TX
    Baytown, TX
    La Porte, TX
    Pasadena, TX
    Deer Park, TX
    Webster, TX
    South Houston, TX
    Houston, TX
    Friendswood, TX
    Pasadena, TX
    Baytown, TX
    Pasadena, TX
    Houston, TX
    Dallas, TX
  • 2010-10-01 → 2013-02-27
    Cincinnati, OH
    Dayton, OH
  • 2009-09-29 → 2009-11-03
    Chase Investment Services Corp.
    Choctaw, OK
    Midwest City, OK
    Midwest City, OK
  • 2003-07-01 → 2009-05-04
    Tulsa, OK
    Oklahoma City, OK
  • 1996-06-13 → 2003-07-01
    Prudential Equity Group, Llc
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-16
S63 Uniform Securities Agent State Law Examination 1985-11-02
  • S65 Uniform Investment Adviser Law Examination
    1998-07-16
  • S63 Uniform Securities Agent State Law Examination
    1985-11-02
Other Names
  • Sam Dickson
  • Harmon Sanders Dickson
  • Harmon Sanders Dickson Jr
  • Harmon Sanders Dickson
  • Harmon Sanders Dickson

View on SEC IAPD

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