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Kevin Michael Theissen

Hwc Financial

Manchester Center, VT

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Current Employers
Hwc Financial

4532 Main Street, Manchester Center, VT 05255 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2019-03-07
  • VT RA
    APPROVED
    Since 2019-03-07

Branch Locations

4532 Main Street, Manchester Center, VT 05255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Skygate Financial Group, Llc Chester VT 01/2012 11/2019
Hwc, Llc Dba Hwc Financial Manchester Center VT 10/2018 Present
  • 01/2012 → 11/2019
    Skygate Financial Group, Llc
    Chester, VT
  • 10/2018 → Present
    Hwc, Llc Dba Hwc Financial
    Manchester Center, VT
Previous Registrations
  • 2012-01-26 → 2019-03-29
    Skygate Financial Group, Llc
    Ludlow, VT
    Greenwich, CT
  • 2010-04-19 → 2012-01-17
    Ameriprise Financial Services, Llc
    New Canaan, CT
    Valhalla, NY
Other Businesses

INDEPENDENT LICENSED INSURANCE AGENT SINCE 01/2010; LUDLOW, VT, APPROXIMATELY 1 HR/MONTH, ALL DURING SECURITIES TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-01
S63 Uniform Securities Agent State Law Examination 2009-03-26
  • S66 Uniform Combined State Law Examination
    2010-03-01
  • S63 Uniform Securities Agent State Law Examination
    2009-03-26
Other Names
  • Kevin M Theissen

View on SEC IAPD

Other Firms

WEALTH MANAGEMENT PARTNERS, LLC
MANCHESTER CAPITAL MANAGEMENT LLC
HUTNER CAPITAL MANAGEMENT INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EQUINOX FINANCIAL ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

LEE MYRL SPIVEY
Cynthia Rozelle
MORGAN WAYNE ROBERTS
EDWARD WRIGHT CRONIN
BARTHOLOMEW JOHN EARLEY
GRIFFIN SIVRET
BRIAN JARLATH VOGEL
DANIEL ELLSWORTH HUTNER

Other Offices

WEALTH MANAGEMENT PARTNERS, LLC · MANCHESTER CENTER, VT
MANCHESTER CAPITAL MANAGEMENT LLC · MANCHESTER, VT
HUTNER CAPITAL MANAGEMENT INC. · MANCHESTER, VT
HUTNER CAPITAL MANAGEMENT INC. · MANCHESTER, VT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MANCHESTER CENTER, VT
EQUINOX FINANCIAL ADVISORS, INC. · MANCHESTER CENTER, VT
CETERA INVESTMENT ADVISERS LLC · MANCHESTER CENTER, VT
LPL FINANCIAL LLC · MANCHESTER CENTER, VT

More in Manchester Center, VT

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