Inactive

Lee Myrl Spivey

Wealth Management Partners, LLC

Manchester Center, VT

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Current Employers

Wealth Management Partners, Llc

3868 Main Street, Manchester Center, VT 05255 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2007-01-30

VT RA
APPROVED

Since 2007-01-30

Branch Locations

3868 Main Street, Manchester Center, VT 05255 • United States

Wellfleet, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spivey Lemonik Swenor Pc	Manchester	VT	04/1990	Present
Wealth Management Partners, Llc	Manchester Center	VT	09/1998	Present

04/1990 → Present

Spivey Lemonik Swenor Pc

Manchester, VT
09/1998 → Present

Wealth Management Partners, Llc

Manchester Center, VT

Previous Registrations

2004-03-16 → 2007-04-03

J.P. Morgan Securities Llc

Manchester, VT

Manchester Center, VT

New York, NY
2003-04-15 → 2004-01-15

Oppenheimer Asset Management

New York, NY
2003-01-03 → 2003-04-15

Oppenheimer & Co. Inc.

New York, NY
1999-02-09 → 2003-01-03

Cibc World Markets Corp.

New York, NY

Other Businesses

Spivey Lemonik Swenor PC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-01-04

S63 Uniform Securities Agent State Law Examination

1999-01-04

Designations

Other Names

Lee M Spivey

View on SEC IAPD

Other Firms

MANCHESTER CAPITAL MANAGEMENT LLC

HUTNER CAPITAL MANAGEMENT INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUINOX FINANCIAL ADVISORS, INC.

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

Cynthia Rozelle

MORGAN WAYNE ROBERTS

EDWARD WRIGHT CRONIN

BARTHOLOMEW JOHN EARLEY

BRIAN JARLATH VOGEL

DANIEL ELLSWORTH HUTNER

DANIEL E. HUTNER

Other Offices

MANCHESTER CAPITAL MANAGEMENT LLC · MANCHESTER, VT

HUTNER CAPITAL MANAGEMENT INC. · MANCHESTER, VT

HUTNER CAPITAL MANAGEMENT INC. · MANCHESTER, VT

HWC FINANCIAL · MANCHESTER CENTER, VT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MANCHESTER CENTER, VT

EQUINOX FINANCIAL ADVISORS, INC. · MANCHESTER CENTER, VT

CETERA INVESTMENT ADVISERS LLC · MANCHESTER CENTER, VT

LPL FINANCIAL LLC · MANCHESTER CENTER, VT

More in Manchester Center, VT

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