Matthew Ryan Heerey

Rbc Capital Markets, LLC

Minneapolis, MN

CRD 3228818

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-14

MN RA
APPROVED

Since 2013-11-14

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Shorewood, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Minneapolis	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Minneapolis, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-24
S63	Uniform Securities Agent State Law Examination	2000-12-22

S65 Uniform Investment Adviser Law Examination

2007-07-24
S63 Uniform Securities Agent State Law Examination

2000-12-22

Other Names

Matthew R Heerey

View on SEC IAPD

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