Joan Cappiello Livingston

Current Employers

Employment History

• 12/2003 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Annapolis, MD
• 06/2021 → Present
  Rbc Capital Markets, Llc
  Annapolis, MD

Previous Registrations

• 2004-09-30 → 2021-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Annapolis, MD
  Annapolis, MD
• 2002-03-21 → 2004-01-09
  Ubs Financial Services Inc.
  Rockville, MD

Other Businesses

I*86376 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RIDGELY RETREAT INVESTMENT RELATED: N ADDRESS OF BUSINESS: ANNAPOLIS, MARYLAND 21401 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: YOGA STUDIO-I AM AN INSTRUCTORE THERE I*4672 For profit or not for profit: Name of outside business organization: Joan Livingston Investment related: Address of business: Arnold, Maryland 21012 Nature of business: , Position, title, association: , Rental Property Start date of relationship: 6/12/2017 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*122976 For profit or not for profit: For-Profit Organization Name of outside business organization: AlexaZMeditates Investment related: N Address of business: Annapolis, Maryland 21401 Nature of business: Corporation, Position, title, association: Other, Employee Start date of relationship: 6/15/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Meditation and Yoga instruction 4) NAME OF ENTITY: Anne Arundel County Public Library ADDRESS: Annapolis, MD INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Public Library START DATE: 03.26.24 CAPACITY: Contractor DUTIES: I teach once a month for 1 hour $75/class. I'll receive a 1099 at the end of the year. HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-15
• S63 Uniform Securities Agent State Law Examination
  2000-05-05

Other Names

• Joan Cappiello Livingston
• Joan Maria Cappiello