Patricia Cain

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  West Palm Beach, FL
• 11/2016 → 10/2023
  Wells Fargo Clearing Services, Llc
  West Palm Beach, FL
• 10/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Boca Raton, FL

Previous Registrations

• 2007-05-30 → 2023-10-02
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Minneapolis, MN
  Palm Beach, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2005-10-13 → 2007-04-27
  A. G. Edwards & Sons, Inc.
  Boca Raton, FL
  Lake Worth, FL

Exams

• S66 Uniform Combined State Law Examination
  2005-10-11
• S63 Uniform Securities Agent State Law Examination
  1998-10-28

Other Names

• Patricia Lynn Stith
• Patricia Lynn Stalder
• Patricia Lynn Cain
• Patricia Lynn Cain
• Patricia L Connell
• Patricia L Cain