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Stephanie Harris Gear

Wells Fargo Clearing Services, LLC

Nashville, TN

Memphis, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2011-09-07
TX RA APPROVED_RES 2011-04-18
  • TN RA
    APPROVED
    Since 2011-09-07
  • TX RA
    APPROVED_RES
    Since 2011-04-18

Branch Locations

3100 West End Ave 5Th Fl, Nashville, TN 37203 • United States

6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Memphis TN 04/2011 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-01
S63 Uniform Securities Agent State Law Examination 1995-05-11
  • S66 Uniform Combined State Law Examination
    2011-10-01
  • S63 Uniform Securities Agent State Law Examination
    1995-05-11
Other Names
  • Stephanie Gear
  • Stephanie Ann Harris

View on SEC IAPD

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