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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
AL RA APPROVED 2022-06-06
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • AL RA
    APPROVED
    Since 2022-06-06

Branch Locations

201 Office Park Drive Suite 175, Birmingham, AL 35223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glenn Art & Photography Birmingham AL 01/2000 Present
Morgan Stanley Birmingham AL 07/2013 06/2022
First Call Financial Birmingham AL 05/2022 Present
Raymond James Financial Services, Inc. Birmingham AL 06/2022 Present
Raymond James Financial Services Advisors, Inc. Birmingham AL 06/2022 Present
  • 01/2000 → Present
    Glenn Art & Photography
    Birmingham, AL
  • 07/2013 → 06/2022
    Birmingham, AL
  • 05/2022 → Present
    First Call Financial
    Birmingham, AL
  • 06/2022 → Present
    Raymond James Financial Services, Inc.
    Birmingham, AL
  • 06/2022 → Present
    Birmingham, AL
Previous Registrations
Other Businesses

(1)Name of Business: FIrst Call Financial Address: 201 Office Park Dr Ste 175, Birmingham, AL, 35223-2424, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related:No Start Date: 06/06/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties:I support the advisors in their roles in order to provide an exceptional client experience and and that their business runs smoothly, efficiently and in compliance with the rules and regulations. My duties include account opening and maintenance, deposits and order entry. (2)Name of Business: Glenn Art Address: 1916 Cahaba Crest Drive, Birmingham, AL, 35242, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Producing and selling paintings and other art related products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-29
S63 Uniform Securities Agent State Law Examination 1985-12-19
  • S65 Uniform Investment Adviser Law Examination
    2018-03-29
  • S63 Uniform Securities Agent State Law Examination
    1985-12-19
Other Names
  • Darcy Gail Livingston
  • Darcy Gail Glenn
  • Darcy L Glenn
  • Darcy Livingston Glenn

View on SEC IAPD

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