Carey Allen James

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Carey James & Associates, Inc.
  Arroyo Grande, CA
• 08/2004 → Present
  Centaurus Financial, Inc.
  Orange, CA

Previous Registrations

• 2003-03-21 → 2014-12-31
  Carey James & Associates
• 2002-04-08 → 2004-08-20
  Mutual Service Corporation
  Anoyo Grande, CA
• 2003-03-21 → 2003-12-31
  Carey James & Associates
  Arroyo Grande, CA

Other Businesses

JAMES FINANCIAL GROUP, NON-INVESTMENT RELATED, 1186 E. GRANDE AVE., ARROYO GRANDE, CA 93420, DBA FOR MARKETING PURPOSES ONLY, PRINCIPAL/BRANCH MANAGER/PRESIDENT, SINCE 2/11/2016. PRESIDENT, CAREY JAMES & ASSOCIATES, 1186 E. GRAND AVE., ARROYO GRANDE, CA 93420. REGISTERED INVESTMENT ADVISOR. INVESTMENT RELATED SINCE 03/2003 AND I SPEND APPROX. 30 HOURS PER MONTH ON THIS ACTIVITY. MONITORING GENERAL MARKET ACTIVITY AND MAKING RECOMENDATIONS IN BEHALF OF CLIENT GOALS AND TEMPERMENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-08-14