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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-07 |
| OH | RA | APPROVED | 2022-10-21 |
| OR | RA | APPROVED | 2012-04-17 |
| CA | RA | APPROVED | 2009-09-10 |
Branch Locations
1186 E. Grand Avenue, Arroyo Grande, CA 93420 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carey James & Associates, Inc. | Arroyo Grande | CA | 06/2002 | Present |
| Centaurus Financial, Inc. | Orange | CA | 08/2004 | Present |
JAMES FINANCIAL GROUP, NON-INVESTMENT RELATED, 1186 E. GRANDE AVE., ARROYO GRANDE, CA 93420, DBA FOR MARKETING PURPOSES ONLY, PRINCIPAL/BRANCH MANAGER/PRESIDENT, SINCE 2/11/2016. PRESIDENT, CAREY JAMES & ASSOCIATES, 1186 E. GRAND AVE., ARROYO GRANDE, CA 93420. REGISTERED INVESTMENT ADVISOR. INVESTMENT RELATED SINCE 03/2003 AND I SPEND APPROX. 30 HOURS PER MONTH ON THIS ACTIVITY. MONITORING GENERAL MARKET ACTIVITY AND MAKING RECOMENDATIONS IN BEHALF OF CLIENT GOALS AND TEMPERMENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-14 |
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