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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2019-05-16 |
| TX | RA | APPROVED | 2019-05-08 |
Branch Locations
Capital Centre 750 4Th Ave., First Floor, Huntington, WV 25701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Fiduciary Advisors, Llc | Huntington | WV | 10/2015 | 03/2019 |
| Raymond James & Associates, Inc | Huntington | WV | 04/2019 | Present |
(1) Name of Business: St. Mary's Medical Center Foundation Address: 1900 Third Avenue, Huntington, WV, 25701, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/19/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-18 |
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